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THE EVOLUTION OF VALUATION CONTROL FOR PRIVATE FUNDS
DATE: Wednesday, May 28, 2014
TIME: 3:30pm - 6:30pm
Followed by a cocktail reception
LOCATION: Bloomberg Headquarters
731 Lexington Avenue
New York   

DOWNLOAD AGENDA
In light of recent SEC enforcement actions, the increase in reporting requirements and elevated regulatory scrutiny over valuations, there is a need within the private fund industry to develop an approach to meeting overlapping disclosure and reporting requirements.

Join representatives from the SEC, KPMG, Bloomberg and other industry leaders for a discussion on leading practices of effective valuation and disclosure policies as well as regulatory data management systems supporting compliance and financial reporting.
Discussion topics will include:
   > Expanding reporting requirements, such as CPO-PQR, Dodd-Frank, Reg. ADV,
      Form PF, AIFMD Annex IV on actual SEC examinations
   > The SEC’s valuation control and independence expectations for investment advisers
   > OCIE’s use of quantitative analytics to determine examination priorities
   > Recent guidance from regulators on leading practices in due diligence and
      communicating fund risk profiles to investors

speakers

OPENING REMARKS:

   Andrea Danese
   Global Head of Enterprise Content and Distribution, Bloomberg
PANELISTS:
   Marc Wyatt
   Senior Specialized Examiner, OCIE, SEC
   Robert Kaplan
   Partner, Debevoise Plimpton; Former Co-Chief of the SEC’s Asset Management
   Unit in the Division of Enforcement
   Dan Reid
   Director, Financial Services Regulatory Practice, KPMG
   Susanne V. Clark
   General Counsel, Senior Managing Director, Centerbridge Partners, L.P.
   Sean McKee
   National Audit Industry Leader - Investment Management, KPMG
   Marshall Terry
   Managing Principal, COO and CCO, South Ferry Capital Management, L.P.
   John Budzyna
   National Leader Market Development for Alternative Investment, KPMG
   Cynthia Sachs
   Global Head of BVAL Product Development, Bloomberg
MODERATORS:
   Michael Athanason
   National Leader, Alternative Investment Valuations, KPMG
   Andrew Wels
   Compliance Solutions Manager, Bloomberg
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